| 日期： | 2023 年 12 月 31 日 |
| DATE: | December 31, 2023 |
| 致： | 全體董事、管理人員、員工和合作伙伴 |
| TO: | Directors, Officers, Employees, and Partners |
| 自： | 王博釗，廣東高云半導體科技股份有限公司董事長 |
| 朱璟輝，廣東高云半導體科技股份有限公司 CEO |
| FROM: | Bozhao Wang，Chairman of Gowin Semiconductor Corporation |
| Jason (Jinghui) Zhu，CEO of Gowin Semiconductor Corporation |
| 主題： | 2023 - 2024 年度關于貿易管制合規的管理層承諾聲明 |
| SUBJECT: | 2023 - 2024 Trade Control Compliance Management Commitment Statement |
廣東高云半導體科技股份有限公司（以下簡稱“高云”）堅持在合規的前提下開展業務，尤其重視公司國際化經營過程中面臨的合規要求。高云持續關注中國、美國、歐盟、聯合國等世界主要國家、地區、國際組織關于出口管制和經濟制裁（以下簡稱“貿易管制”）的法律法規和政策動向，根據貿易管制合規要求開展業務，持續完善公司合規管理體系。?
Gowin Semiconductor Corporation (hereinafter referred to as "Gowin") is firmly committed to maintaining business operations within the bounds of compliance. We place significant emphasis on understanding and adhering to the compliance requirements that arise during our international operations. Continuously monitoring the legal, regulatory, and policy developments related to export control and economic sanctions (hereinafter referred to as "Trade Control"), from jurisdictions and entities such as China, the United States, the European Union, the United Nations, and other key countries and organizations, Gowin ensures its business activities align with the standards of Trade Control compliance. Moreover, we consistently enhance our company's compliance management system to reflect these standards.
高云承諾不會從事違反可適用的貿易管制合規要求的行為，并要求公司所有員工、管理層、授權代表按照高云制定的貿易管制合規政策、合規指引、合規手冊等要求開展業務。未經公司決策且取得必需的許可，任何主體不得違規將受到貿易管制的產品提供給受限制的國家或主體，不得違規將受到貿易管制的產品用于受限制或被禁止的用途。
Gowin commits to adhering strictly to the prevailing Trade Control Compliance Requirements. We mandate that all our employees, management, and authorized representatives uphold the standards set out in Gowin’s Trade Control Compliance Policies, Guidelines and Manuals. It No entity shall unlawfully supply products subject to trade control to restricted countries or entities, or utilizes such products for prohibited or constrained purposed, unless they have secured the requisite licenses and obtained approvals from the Company.
高云不斷強化對所有合作伙伴的合規管理，將可適用的合規要求及時傳遞給合作伙伴，努力與合作伙伴達成貿易合規共識，共同維系公司業務穩定性。
Gowin consistently fortifies the compliance oversight of all its partners, promptly communicates relevant compliance stipulations to them, and actively seeks alignment on trade compliance matters. This collaborative approach ensures the sustained stability of the Company's operations.
為有效落實貿易管制合規管理，公司成立合規委員會負責貿易管制合規工作，要求各部門在業務環節關鍵節點開展合規盡職調查、貿易制裁掃描、產品受管制判斷、貿易管制合規評審，復核關鍵合規事項，并為貿易合規工作匹配充足的資源。
To robustly execute trade control compliance management, the Company has established a Compliance Committee dedicated to overseeing trade control compliance activities. This committee mandates each department to undertake compliance due diligence, trade sanction assessments, evaluations of controlled products, trade control compliance reviews, and scrutiny of pivotal compliance issues at crucial junctures in the business process. Furthermore, appropriate resources are allocated to ensure the thoroughness of trade compliance endeavors.
高云聲明，公司鼓勵合規、懲戒違規，任何員工、合作伙伴、第三方主體如懷疑或發現潛在違規行為的，均可向高云投訴或舉報違規線索。對于查證屬實的違規行為，高云將嚴格處罰直接責任人和負有管理職責的人員，并解除與嚴重違規者的勞動關系。
Gowin emphasizes its commitment to upholding compliance and taking strict actions against violations. Any employee, partner or third-party individual who has suspicions or uncovers a possible infraction is urged to report such concerns to Gowin. In instances where violations are validated, Gowin will take stringent measures against both those directly accountable and those in supervisory roles. For severe breaches, the company will sever its employment relationship with the violators.
若可適用的貿易管制法律法規發生變化的，高云將及時修訂、更新本聲明內容。
Should there be any amendments to the relevant trade control laws and regulations, Gowin will promptly review and update the provisions of this statement as necessary.
Bozhao Wang
Chairman of Gowin Semiconductor Corporation
王博釗
廣東高云半導體科技股份有限公司董事長
Jason (Jinghui) Zhu
CEO of Gowin Semiconductor Corporation
朱璟輝
廣東高云半導體科技股份有限公司CEO
合規舉報途徑
Compliance Reporting Contact
您可以聯系以下貿易合規主要聯絡人向高云進行合規舉報(匿名實名均可)。
You can make compliance reports(both anonymous and named reports are accepted) to Gowin by contacting the following contacts.
合規舉報專用郵箱/ Compliance Reporting Email: complianceaudit@gowinsemi.com
合規舉報專用電話/ Compliance Reporting Telephone: 020-31603084????